Internal Control Practices | Honoraria

People invited by UC Davis to give lectures, seminars, or concerts may be paid an honorarium instead of reimbursement for travel expenses or other fees.

Non-employee honoraria are paid through the Candex process on an Aggie Enterprise Requisition

Payments made to other UC employees must be paid through a Temporary Intercampus Appointment/Intercampus One-Time Payment form and requests are submitted through AggieService.  For UC Davis academic employees refer to APM-666.

If you pay honorariums to guest speakers, learn these best practices.

  • Separation of duties
  • Assign duties associated with handling honorariums among different people. A key step your unit can take to ensure a proper payment process is to have different people involved in the process.

    Best practice is to have different people:

    > Prepare honorarium payments.
    > Approve honorariums.
    > Review and reconcile financial records.

    Potential consequences if duties are not separated:

    > Excessive costs incurred
    > Unauthorized or unnecessary payments made
    > Improper charges applied to account/funds
    > Loss of future funding

  • Accountability, authorization, and approval
  • Remember that honorariums paid to non-university employees must be processed using a Payment Request Form. University employees providing special services must be paid through the payroll system.

    Best practices:

    > Determine recipient's eligibility status.
    > Provide accurate information about the recipient.
    > Consult with Tax Accounting about visa requirements and documentation.
    > Obtain pre-approvals.
    > Review signature authorizations/delegations periodically and update as needed.

    Potential consequences if accountability does not exist:

    > Unauthorized, unnecessary, or fraudulent payments.
    > Unauthorized special events conducted.
    > Improper charges to incorrect accounts/funds.
    > Incorrect method of payment used.

  • Security of assets
  • Be sure to keep payments in a safe place and protect your guest's private or personal information. Secure information in a safe location and restrict access only to designated employees who need the information to perform their job functions.

    Best practices:

    > Follow up with Accounts Payable regarding check status.
    > Assure that payment has been sent.
    > Secure personal information in a locked or password protected location.
    > Limit people who have access to personal information.

    Potential consequences if your assets have not been secured:

    > Lost or stolen checks
    > Identity theft

  • Review and reconciliation
  • Your reconciliation activities confirm that honorarium activities have been approved and billed correctly. Perform monthly ledger reconciliations to catch improper charges and validate transactions.

    Best practices:

    > Review the operating ledger to ensure honorarium payments are properly classified and recorded.
    > Review contract and grant terms and other fund restrictions to ensure expenses are allowable.
    > Perform monthly reconciliations of operating ledgers to assure accuracy and timeliness of expenses.
    > Assure daily honorarium limits are applied correctly.
    > Assure payments comply with UC Davis policy.

    Potential consequences if review and reconciliation is not performed:

    > Improper charges made to your department budgets
    > Disallowances resulting from costs charged to incorrect accounts/funds
    > Payments made for items or services not provided
    > Inaccurate financial reports


Resources


Policies


Questions?

For questions on honoraria, contact Accounts Payable
For questions on internal control practices, contact Controls & Accountability.